Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Louis Fitzgerald is an investment advisor representative with Stifel, Nicolaus & Company, Inc.. Daniel has been in the industry since 1984 and has held registrations in 17 states. Daniel holds the Series 3, 7, 63 and 65 licenses and the SIE. Daniel has experience working with individuals, businesses, charitable organizations, pension and profit-sharing plans and investment clubs. In addition to providing financial planning, portfolio management, and selection of other advisors, Daniel also offers educational seminars. Daniel has a history of working with CITIGROUP GLOBAL MARKETS INC. prior to joining Stifel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/05/2014 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
06/18/1984 - 05/27/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
IA
Issued 09/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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