Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carmo is a financial advisor with Tempus Wealth Planning, LLC. Daniel has been in the financial industry for over 20 years. In addition to the current firm, Daniel previously worked at Stifel, Nicolaus & Company, Incorporated, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Wells Fargo Advisors, LLC, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel holds Series 7, Series 31, Series 66 and SIE licenses. Daniel's areas of specialization include Portfolio Management for Individuals and Businesses, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/28/2021 - Present
Tempus Wealth Planning, LLC (IRVINE CA)
CA
08/17/2016 - 06/07/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)
CA
10/05/2009 - 08/26/2016
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/10/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (IRVINE CA)
CA
07/15/2005 - 07/13/2009
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
NJ
05/05/2000 - 07/29/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/25/1997 - 05/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/23/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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