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Daniel Lloyd Petersen

Alps Distributors, Inc.

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About Daniel Lloyd Petersen

Daniel Lloyd Petersen is a registered representative with Alps Distributors, Inc. Daniel has been in the financial services industry since April 20, 2021 and has been registered with the state of Utah since August 20, 2021. Daniel holds the Series 63, Series 6TO, and SIE licenses.

Firm Information

Daniel Petersen is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Petersen’s Registration & Firm History

UT

04/21/2021 - Present

Alps Distributors, Inc. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 08/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/05/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Lloyd Petersen.
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