Unclaimed
Daniel Lloyd Petersen is a registered representative with Alps Distributors, Inc. Daniel has been in the financial services industry since April 20, 2021 and has been registered with the state of Utah since August 20, 2021. Daniel holds the Series 63, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
04/21/2021 - Present
Alps Distributors, Inc. (SALT LAKE CITY UT)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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