Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Litchfield is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC, located in SALT LAKE CITY, UT. Daniel has been in the financial industry since June 20, 2004. Daniel is licensed to offer securities and investment advisory services in Arkansas, Massachusetts, and Utah. Daniel has passed the Series 3, 7, 9, 10, 31, 66, SIE, and 99TO exams. Daniel has worked with a number of firms during his career, including Morgan Stanley and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/23/2015 - Present
Wells Fargo Advisors Financial Network, LLC (SALT LAKE CITY UT)
UT
06/01/2009 - 05/28/2015
MORGAN STANLEY (SOUTH JORDAN UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
06/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY UT)
BOTH
Issued 08/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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