Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lewis Brown is an Investment Advisor Representative who has been in the industry since 2008. Daniel is registered with Fidelity Personal and Workplace Advisors. Daniel has passed the Series 6, 7, 63, and 65 exams. Daniel is currently registered in 51 states and also has registration in North Carolina and Texas as an Investment Advisor Representative. Daniel’s experience includes time spent with The Vanguard Group, Inc. and TIAA-CREF.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
03/24/2022 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
NC
12/16/2020 - 03/01/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
02/23/2016 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
10/06/2008 - 02/19/2016
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 06/06/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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