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Daniel Leo Dufresne

Calamos Financial Services LLC

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About Daniel Leo Dufresne

Daniel Leo Dufresne is a financial professional with extensive experience in the financial services industry. Daniel has held positions at several firms, including Citadel Securities Institutional LLC, Citadel Clearing LLC, Citadel Securities LLC, Palafox Trading LLC, and Citadel Trading Group L.L.C. Daniel has a strong track record of success in the financial services industry. Daniel is currently registered with Calamos Financial Services LLC.

Firm Information

Daniel Dufresne is currently registered with Calamos Financial Services LLC. Calamos Financial Services LLC is a Limited Liability Company formed on September 15, 2004. The firm is registered in 53 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Dufresne’s Registration & Firm History

IL

05/11/2021 - Present

Calamos Financial Services LLC (NAPERVILLE IL)

FL

01/02/2018 - 10/01/2020

CITADEL SECURITIES INSTITUTIONAL LLC (MIAMI FL)

IL

04/07/2015 - 10/01/2020

CITADEL CLEARING LLC (Chicago IL)

IL

01/26/2009 - 10/01/2020

CITADEL SECURITIES LLC (CHICAGO IL)

IL

09/16/2004 - 10/01/2020

PALAFOX TRADING LLC (CHICAGO IL)

IL

04/20/2000 - 03/26/2009

CITADEL TRADING GROUP L.L.C. (CHICAGO IL)

IL

05/14/2001 - 11/07/2005

ARAGON INVESTMENTS, LTD. (CHICAGO IL)

NY

01/25/1999 - 08/20/1999

D. E. SHAW INVESTMENTS, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Leo Dufresne.
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