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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sheppard is an investment advisor representative, registered with LPL Financial LLC since February 2024. Daniel Sheppard is also a registered investment advisor, having passed the Uniform Investment Adviser Law Examination in August 2016. Daniel Sheppard has been a registered representative since 2012, and has worked in the financial services industry since April 2012. Daniel Sheppard's background includes experience at OSAIC INSTITUTIONS, INC., ESSEX NATIONAL SECURITIES, LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Daniel Sheppard offers advisory services including portfolio management for businesses and individuals, financial planning and educational seminars. Daniel Sheppard's firm, LPL Financial LLC, has approximately $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/01/2024 - Present
LPL Financial LLC (Okemos MI)
MI
07/01/2016 - 01/31/2024
OSAIC INSTITUTIONS, INC. (Ann Arbor MI)
MI
06/15/2012 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (JACKSON MI)
MI
12/06/2011 - 02/03/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TRAVERSE CITY MI)
IA
Issued 08/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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