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Daniel Lee Schlegel

ADP Broker-Dealer, Inc.

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About Daniel Lee Schlegel

Daniel Schlegel is a financial advisor with over 6 years of experience in the financial services industry. Daniel is currently registered with ADP Broker-Dealer, Inc. in Allentown, PA. Daniel was previously registered with AXA Advisors, LLC in Seven Fields, PA. Daniel is licensed in 52 states.

Firm Information

Daniel Schlegel is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Schlegel’s Registration & Firm History

PA

09/04/2018 - Present

ADP Broker-Dealer, Inc. (Allentown PA)

PA

10/28/2016 - 09/14/2018

AXA ADVISORS, LLC (SEVEN FIELDS PA)

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Licenses & Designations

BOTH

Issued 03/13/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Lee Schlegel.
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