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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lee Phillips is a financial advisor registered with The Fiduciary Alliance. Daniel has been working in the financial industry since 1996 and has experience with multiple firms including Charles Schwab & Co., Inc., Goldman, Sachs & Co., and A I M Distributors, Inc. Daniel earned Series 7, Series 24, and Series 63 licenses, and holds a Series 66 license. Daniel specializes in Financial Planning, Portfolio Management for Individuals and Businesses and Selection of Other Advisers. Daniel is a Registered Investment Advisor with an active license in Georgia and has a previous registration in Washington. Daniel's areas of expertise include serving High Net Worth Individuals, Corporations or other businesses, and Individuals other than High Net Worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
11/08/2024 - Present
THE Fiduciary Alliance (LAGRANGE GA)
WA
06/09/2011 - 02/22/2017
CHARLES SCHWAB & CO., INC. (BELLEVUE WA)
NY
08/23/2000 - 06/13/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
12/16/1998 - 08/11/2000
A I M DISTRIBUTORS, INC. (HOUSTON TX)
NY
01/13/1998 - 05/13/1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CA
10/16/1996 - 01/07/1998
GT GLOBAL, INC. (SAN FRANCISCO CA)
BOTH
Issued 02/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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