Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Ludwin is an experienced financial advisor with over 30 years of experience in the industry. Daniel is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Daniel has also previously held positions at several other firms including Principal Financial Securities, Inc., Brokers Transaction Services, Inc., Southwest Securities, Inc., Rauscher Pierce Refsnes, Inc., and Prescott, Ball & Turben, Inc. Daniel is a Certified Financial Planner and has earned several professional designations in the industry. Daniel is dedicated to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/10/2011 - Present
Wells Fargo Clearing Services, LLC (GREENWOOD VILLAGE CO)
TX
11/25/1996 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
TX
01/30/1996 - 10/15/1996
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
TX
10/06/1992 - 02/01/1994
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/10/1989 - 01/04/1991
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
08/14/1978 - 12/30/1988
PRESCOTT, BALL & TURBEN, INC.
NA
02/04/1977 - 08/14/1978
PRESCOTT, BALL & TURBEN
NA
09/11/1968 - 02/05/1977
FIRST OF MICHIGAN CORPORATION
NA
01/19/1977 - 02/04/1977
PRESCOTT, BALL & TURBEN
IA
Issued 02/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1972
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 09/05/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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