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Daniel Lee Kietzer

Vision Financial Markets LLC

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About Daniel Lee Kietzer

Daniel Kietzer is a financial advisor with over 15 years of experience in the financial services industry. Daniel is currently registered with Vision Financial Markets LLC and holds licenses for Series 7, 52TO, 53, 63 and SIE. Before joining Vision Financial Markets LLC, Daniel worked at BGC FINANCIAL, L.P. and Wolfe & Hurst Bond Brokers Inc. in Chicago. Daniel has a deep understanding of the financial markets and is committed to providing his clients with personalized advice and investment solutions.

Firm Information

Daniel Kietzer is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Kietzer’s Registration & Firm History

CT

10/02/2018 - Present

Vision Financial Markets LLC (Stamford CT)

IL

10/09/2012 - 09/05/2018

BGC FINANCIAL, L.P. (CHICAGO IL)

IL

03/26/2012 - 10/10/2012

WOLFE & HURST BOND BROKERS INC. (CHICAGO IL)

IL

01/31/2008 - 01/10/2012

R.W. SMITH & ASSOCIATES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/09/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 09/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Lee Kietzer.
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