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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lee Kay is a financial advisor with Robert W. Baird & Co. Inc. located in Charleston - Northgate, WV. Daniel Lee Kay has been in the industry since April 6, 1987. Daniel Lee Kay is a Registered Representative and Investment Advisor Representative licensed in West Virginia and Texas, and Daniel Lee Kay also holds a Series 63, Series 66, Series 7, Series 31, and SIE licenses. Before joining Robert W. Baird & Co. Inc. Daniel Lee Kay was with J.J.B. HILLIARD, W.L. LYONS, LLC, Ferris, Baker Watts Incorporated, RBC DAIN RAUSCHER INC., Tucker Anthony Incorporated, and The Huntington Investment Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WV
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Charleston - Northgate WV)
WV
01/02/2009 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (CHARLESTON WV)
WV
11/29/2004 - 01/05/2009
FERRIS, BAKER WATTS INCORPORATED (CHARLESTON WV)
NY
03/09/2002 - 12/10/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
07/05/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
MD
02/10/1995 - 07/20/2000
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
OH
02/28/1994 - 02/08/1995
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NC
07/20/1983 - 06/12/1990
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 07/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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