Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Grote is a financial advisor with over 18 years of experience in the financial services industry. Daniel has worked with LPL Financial LLC since January 2020. Previously, Daniel worked at Securities America, Inc. and Hornor, Townsend & Kent, Inc. Daniel is a Certified Financial Planner™ professional and holds FINRA Series 7, 6, 22, and 63 licenses. Daniel is registered with the following states: Colorado, Florida, Georgia, Idaho, Illinois, Iowa, Nevada, North Carolina, South Carolina, Texas, Utah, Vermont, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/16/2020 - Present
LPL Financial LLC (DENVER CO)
CO
07/29/2008 - 01/16/2020
SECURITIES AMERICA, INC. (Denver CO)
CO
05/13/2004 - 08/07/2008
HORNOR, TOWNSEND & KENT, INC. (DENVER CO)
NY
02/25/2002 - 05/06/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/26/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2015
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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