Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Leder is an investment advisor representative with Wells Fargo Clearing Services, LLC. Daniel has been in the financial services industry since March 30, 2000, and has a wide range of experience working with individuals, corporations, institutions, and charitable organizations. Daniel is a licensed investment advisor representative in California. Daniel is registered with FINRA as a registered representative. Daniel has a history of working with J.P. Morgan Securities LLC, EQUINOX GROUP DISTRIBUTORS, LLC, PATRICK CAPITAL MARKETS, LLC, PACIFIC SELECT DISTRIBUTORS, INC., PRUCO SECURITIES CORPORATION, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC., and SMITH BARNEY INC. Daniel is committed to providing clients with personalized financial planning and investment management services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/29/2024 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
08/27/2018 - 01/27/2024
J.P. MORGAN SECURITIES LLC (SAN CARLOS CA)
NY
02/12/2013 - 10/13/2016
EQUINOX GROUP DISTRIBUTORS, LLC (NEW YORK NY)
CA
10/29/2012 - 02/05/2013
PATRICK CAPITAL MARKETS, LLC (TRABUCO CANYON CA)
CA
10/09/2003 - 08/09/2012
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NJ
12/20/2002 - 07/10/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/16/1998 - 01/08/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
02/05/1998 - 09/16/1998
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
09/11/1996 - 11/13/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/08/1996 - 08/14/1996
STERLING FOSTER & COMPANY, INC. (UNIONDALE NY)
BOTH
Issued 10/08/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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