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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lawrence Torbeck is a financial advisor with over 35 years of experience in the financial services industry. Daniel has been with UBS Financial Services Inc. since August of 2000. Before that, Daniel held positions at J.C. Bradford & Co., Smith Barney Inc., Lehman Brothers Inc., and Gradison & Company Incorporated. Daniel is a Chartered Financial Analyst. Daniel is registered with FINRA and holds the Series 3, Series 6, Series 7, Series 63, and Series 65 licenses. Daniel also holds registrations in 43 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
08/14/2000 - Present
UBS Financial Services Inc. (CINCINNATI OH)
NY
08/28/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
07/31/1993 - 09/04/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
09/24/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/29/1984 - 06/03/1985
GRADISON & COMPANY INCORPORATED
IA
Issued 09/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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