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Daniel Lawrence Cass

Osaic Institutions, Inc.

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About Daniel Lawrence Cass

Daniel Lawrence Cass is a financial advisor with over 30 years of experience in the industry. Daniel Cass is currently registered with Osaic Institutions, Inc. and has previously worked with CUSO FINANCIAL SERVICES, L.P., NYLIFE SECURITIES LLC, FORESTERS EQUITY SERVICES, INC., ATLAS SECURITIES, INC., SIMMERS CAPITAL MANAGEMENT CORPORATION and FORTIS INVESTORS, INC. Daniel Lawrence Cass has a broad range of experience and holds various licenses and designations. Daniel Cass is currently active in Colorado and is registered as an Investment Advisor Representative.

Firm Information

Daniel Cass is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Cass’s Registration & Firm History

CO

11/30/2023 - Present

Osaic Institutions, Inc. (Parker CO)

CO

01/17/2012 - 11/29/2023

CUSO FINANCIAL SERVICES, L.P. (ENGLEWOOD CO)

CO

03/31/2008 - 01/26/2012

NYLIFE SECURITIES LLC (DENVER CO)

CO

10/23/2002 - 12/17/2007

FORESTERS EQUITY SERVICES, INC. (LAKEWOOD CO)

CA

06/05/2000 - 10/10/2002

ATLAS SECURITIES, INC. (SAN LEANDRO CA)

AZ

06/08/1992 - 05/31/2000

SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)

MN

01/31/1992 - 06/09/1992

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 07/18/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/29/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Lawrence Cass.
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