Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lawrence Caso is an investment advisor representative registered with Raymond James & Associates, Inc. based in Boston, MA. Daniel Lawrence Caso has over 35 years of experience in the financial services industry. Prior to joining Raymond James, Daniel Lawrence Caso was with Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/08/2022 - Present
Raymond James & Associates, Inc. (Boston MA)
MA
02/25/2016 - 05/26/2022
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
06/30/2015 - 03/03/2016
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
06/17/2011 - 07/15/2015
BARCLAYS CAPITAL INC. (BOSTON MA)
MA
09/14/2007 - 06/21/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
08/20/2004 - 09/26/2007
BEAR, STEARNS & CO. INC. (BOSTON MA)
NY
01/03/2003 - 08/23/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/15/1994 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
03/25/1994 - 04/18/1995
OPPENHEIMER & CO., INC.
NY
12/18/1986 - 02/18/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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