Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lawrence Brady is a financial advisor registered with B. Riley Wealth Management. Daniel has been in the securities industry since June 10, 1994. Daniel has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Daniel is registered in New Jersey. Previous employers include National Securities Corporation, Gunnallen Financial, Inc., and TFS Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/22/2022 - Present
B. Riley Wealth Management (ATLANTIC HIGHLANDS NJ)
NJ
02/05/2010 - 07/22/2022
NATIONAL SECURITIES CORPORATION (ATLANTIC HIGHLANDS NJ)
NJ
05/14/2004 - 01/20/2010
GUNNALLEN FINANCIAL, INC (ATLANTIC HIGHLANDS NJ)
FL
02/12/2001 - 05/18/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NJ
05/27/1994 - 02/14/2001
TFS SECURITIES, INC. (LINCROFT NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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