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Daniel Laurence Hern

Btig, LLC

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About Daniel Laurence Hern

Daniel Laurence Hern has been in the industry since December 26, 1992. Daniel is currently registered with BTIG, LLC. Daniel has held previous registrations with Prudential Equity Group, LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Boston Institutional Services Incorporated, Fidelity Brokerage Services, Inc. and Merrill Lynch Funds Distributor, Inc. Daniel is licensed in 14 states. Daniel has Series 63, SIE, Series 55, Series 7, and Series 6 licenses.

Firm Information

Daniel Hern is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Hern’s Registration & Firm History

MA

08/15/2007 - Present

Btig, LLC (BOSTON MA)

MA

02/27/2001 - 06/26/2007

PRUDENTIAL EQUITY GROUP, LLC (BOSTON MA)

NJ

06/01/1999 - 10/27/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

MA

01/28/1993 - 06/07/1999

BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)

RI

03/02/1992 - 06/02/1992

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

10/24/1991 - 02/10/1992

MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/24/1993

Series 7 - General Securities Representative Examination

BC

Issued 10/22/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Laurence Hern.
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