Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lau is a financial advisor with Imperial Capital, LLC, located in Los Angeles, CA. Daniel has been in the industry since 2001 and holds the Series 7, Series 99TO and SIE licenses. Daniel is currently registered with FINRA and the firm is registered with FINRA. Imperial Capital, LLC specializes in financial services for a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/04/2001 - Present
Imperial Capital, LLC (LOS ANGELES CA)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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