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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Larry Law is a financial advisor with Robert W. Baird & Co. Inc. with over 25 years of experience in the industry. Daniel Larry Law is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and has a Series 7, Series 31, Series 63, and Series 65 licenses. Daniel Larry Law also has experience with UBS Financial Services Inc. and Wells Fargo Investments, LLC. Daniel Larry Law specializes in working with high-net-worth individuals, corporations, investment companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
02/02/2017 - Present
Robert W. Baird & Co. Inc. (MINNETONKA MN)
MN
09/07/2007 - 07/07/2008
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
MN
04/26/2004 - 09/07/2007
WELLS FARGO INVESTMENTS, LLC (MAPLE GROVE MN)
MN
11/26/1993 - 05/06/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
09/20/1993 - 11/11/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/20/1993 - 11/11/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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