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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lambert is an investment professional with over 18 years of experience in the financial services industry. Daniel currently works at Merrill Lynch, Pierce, Fenner & Smith Inc., where is registered as a Registered Representative and Investment Adviser Representative. Daniel holds multiple securities licenses including Series 3, 7, 24, 55, and 63. Daniel also holds the Series 65 for Investment Adviser Representative. Daniel has previously worked at UBS Securities LLC, and Fleet Securities, Inc.. Daniel offers financial planning, portfolio management, and other advisory services to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/25/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
04/02/2007 - 11/29/2013
UBS SECURITIES LLC (NEW YORK NY)
TX
04/30/1999 - 08/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
IA
Issued 12/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 3 - National Commodity Futures Examination
BC
Issued 03/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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