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Daniel L Noschese

Lazard Asset Management Securities LLC

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About Daniel L Noschese

Daniel L. Noschese is a financial professional with over 15 years of experience in the financial services industry. Daniel is currently registered with Lazard Asset Management Securities LLC. Prior to joining Lazard Asset Management Securities LLC, Daniel was employed by MML Distributors, LLC, Nuveen Securities, LLC, Putnam Retail Management Limited Partnership, Purshe Kaplan Sterling Investments, Commonwealth Financial Network, Diversified Investors Securities Corp, Hartford Securities Distribution Company, Inc. and MFS Fund Distributors, Inc.. Daniel holds the Series 6, 7, 31, and SIE licenses and is registered in all 50 states and the District of Columbia.

Firm Information

Daniel Noschese is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Noschese’s Registration & Firm History

NY

03/11/2022 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

MA

06/15/2020 - 12/31/2020

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

IL

10/05/2016 - 01/15/2020

NUVEEN SECURITIES, LLC (CHICAGO IL)

MA

09/30/2011 - 09/28/2016

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MA

02/04/2011 - 09/14/2011

PURSHE KAPLAN STERLING INVESTMENTS (NORTH ANDOVER MA)

MA

12/16/2010 - 02/07/2011

COMMONWEALTH FINANCIAL NETWORK (NORTH ANDOVER MA)

MA

04/17/2008 - 11/10/2010

DIVERSIFIED INVESTORS SECURITIES CORP. (NEEDHAM MA)

CT

02/29/2008 - 04/01/2008

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)

MA

06/16/2005 - 02/29/2008

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 07/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2022

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2013

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel L Noschese.
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