Unclaimed
Daniel L. Noschese is a financial professional with over 15 years of experience in the financial services industry. Daniel is currently registered with Lazard Asset Management Securities LLC. Prior to joining Lazard Asset Management Securities LLC, Daniel was employed by MML Distributors, LLC, Nuveen Securities, LLC, Putnam Retail Management Limited Partnership, Purshe Kaplan Sterling Investments, Commonwealth Financial Network, Diversified Investors Securities Corp, Hartford Securities Distribution Company, Inc. and MFS Fund Distributors, Inc.. Daniel holds the Series 6, 7, 31, and SIE licenses and is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2022 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
MA
06/15/2020 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IL
10/05/2016 - 01/15/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
MA
09/30/2011 - 09/28/2016
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
02/04/2011 - 09/14/2011
PURSHE KAPLAN STERLING INVESTMENTS (NORTH ANDOVER MA)
MA
12/16/2010 - 02/07/2011
COMMONWEALTH FINANCIAL NETWORK (NORTH ANDOVER MA)
MA
04/17/2008 - 11/10/2010
DIVERSIFIED INVESTORS SECURITIES CORP. (NEEDHAM MA)
CT
02/29/2008 - 04/01/2008
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
MA
06/16/2005 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 07/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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