Unclaimed
Daniel L Mills is a financial advisor with over 25 years of experience. Daniel has held registrations with several firms including Princor Financial Services Corporation, Equity Services, Inc., W.S. Griffith & Co., Inc., Pruco Securities, LLC., and Park Avenue Securities LLC. Daniel is registered to provide investment advisory services in Tennessee. He is also a registered representative of Park Avenue Securities LLC, which is a member of FINRA and SIPC. Daniel specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
08/25/2020 - Present
Park Avenue Securities LLC (BRENTWOOD TN)
TN
05/10/2016 - 07/01/2020
PRUCO SECURITIES, LLC. (Franklin TN)
TN
09/13/2001 - 04/07/2016
PRINCOR FINANCIAL SERVICES CORPORATION (BRENTWOOD TN)
VT
08/31/1998 - 12/31/2000
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
05/11/1994 - 06/08/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
01/05/1994 - 04/27/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BC
Issued 10/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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