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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kaplan is a financial advisor with over 10 years of experience in the industry. Daniel is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to that, Daniel was with Edward Jones. Daniel is a Series 66, Series 7 and SIE licensed advisor. Daniel's areas of specialization include: Financial Planning, Portfolio Management for Individuals and Businesses, Pension Consulting, Educational Seminars and Selection of Other Advisors. Daniel works with clients to develop financial plans and investment strategies to help them achieve their financial goals. Daniel's clients are primarily high net worth individuals, but Daniel also works with corporations, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Daniel is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
AZ
12/03/2012 - 04/04/2013
EDWARD JONES (TEMPE AZ)
BOTH
Issued 12/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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