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Daniel L. Erben

TD Private Client Wealth LLC

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About Daniel L. Erben

Daniel L. Erben is an investment advisor representative at TD Private Client Wealth LLC. He is a registered investment advisor in Arizona, California, Connecticut, Delaware, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas and Washington. Daniel has been in the financial services industry since December 24, 2000. Previously, Daniel has also worked at Family Management Securities, LLC, UST Securities Corp., UST Financial Services Corp., First Investors Corporation and Weiss, Peck & Greer, L.L.C. Daniel's areas of focus include financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

Firm Information

Daniel Erben is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Erben’s Registration & Firm History

NJ

09/12/2022 - Present

TD Private Client Wealth LLC (Ramsey NJ)

NY

08/29/2005 - 04/06/2018

FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)

CT

10/07/2003 - 08/18/2005

UST SECURITIES CORP. (STAMFORD CT)

NY

05/19/2000 - 08/31/2001

UST FINANCIAL SERVICES CORP. (NEW YORK NY)

NJ

10/21/1998 - 04/04/2000

FIRST INVESTORS CORPORATION (EDISON NJ)

MA

02/13/1998 - 09/18/1998

WEISS, PECK & GREER, L.L.C. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/07/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel L. Erben.
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