Unclaimed
Daniel Krizay is a financial professional with a strong background in securities and investment analysis. Daniel is currently registered with Guggenheim Securities, LLC, a firm with a strong reputation in the financial industry. Daniel possesses a variety of licenses, including Series 86, 87, and 63, along with the SIE exam, which demonstrates a commitment to professional development and staying abreast of industry standards. Daniel is also registered in several states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/24/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 06/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/04/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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