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Daniel Kristopher Backman

Prudential Annuities Distributors, Inc.

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About Daniel Kristopher Backman

Daniel Backman is a financial professional with over 19 years of experience in the industry. Daniel is currently registered with Prudential Annuities Distributors, Inc. and has previously held positions with Fidelity Brokerage Services LLC, Equity Services, Inc., and NYLIFE Distributors LLC. Daniel specializes in providing financial advice and investment solutions. Daniel's expertise includes securities, investments, and insurance. Daniel is committed to providing personalized service and helping clients achieve their financial goals.

Firm Information

Daniel Backman is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Backman’s Registration & Firm History

CT

10/21/2015 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

CT

04/07/2015 - 10/14/2015

FIDELITY BROKERAGE SERVICES LLC (NEW HAVEN CT)

CT

08/13/2013 - 04/02/2015

EQUITY SERVICES, INC. (GLASTONBURY CT)

CT

10/18/2011 - 08/14/2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NY

05/16/2008 - 09/29/2011

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

CT

01/27/2004 - 03/12/2008

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

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Licenses & Designations

IA

Issued 12/22/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 01/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Kristopher Backman.
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