Unclaimed
Daniel Kris Hale is a financial advisor with over 25 years of experience in the financial services industry. He is currently registered with CFD Investments, Inc. in Kokomo, IN. Daniel holds a Series 4, 7, 24, 62, 63, 99TO, and SIE licenses. Daniel is registered in several states, including California, Florida, Georgia, Illinois, Indiana, Kansas, Michigan, Nevada, New Jersey, Ohio, South Dakota, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
08/12/1997 - Present
CFD Investments, Inc. (KOKOMO IN)
BC
Issued 08/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/18/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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