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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel King Ott is a financial advisor currently registered with Mariner Independent in Windsor, California. Daniel has been in the industry since 1997 and has a strong background in both brokerage and investment advisory services. Daniel is licensed to provide investment advice in California and holds a variety of licenses and registrations, including Series 6, 7, 24, 63, and 66. Daniel's previous experience includes working with Cetera Advisors LLC and Legacy Financial Services, Inc. Daniel is a member of the LPL Financial team and has served clients in the Windsor area for many years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/06/2016 - Present
Mariner Independent (Windsor CA)
CA
07/18/2007 - 05/13/2016
CETERA ADVISORS LLC (WINDSOR CA)
CA
05/02/2000 - 07/18/2007
LEGACY FINANCIAL SERVICES, INC. (WINDSOR CA)
KS
08/14/1995 - 09/21/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 04/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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