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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel King is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 1994. Daniel has a wide range of experience in the financial services industry and is registered to provide investment advice in multiple states. Daniel has also held positions with WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., SURETRADE INC., and FIDELITY BROKERAGE SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/03/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Jacksonville FL)
RI
12/13/2012 - 02/19/2013
WELLS FARGO ADVISORS, LLC (PROVIDENCE RI)
RI
10/23/2009 - 05/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
RI
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
03/05/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
RI
09/14/1998 - 03/05/2001
SURETRADE INC. (LINCOLN RI)
RI
08/25/1997 - 03/18/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
02/20/1992 - 10/23/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 01/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/27/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2010
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1992
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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