Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kim is an active securities representative with Wells Fargo Securities, LLC. Daniel holds multiple securities licenses, including Series 7, 63, 66, and 86 and 87. Daniel has over two years of experience in the securities industry. Daniel was previously registered with CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/09/2021 - 07/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/10/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 07/10/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 07/10/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/26/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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