Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kim is a financial professional who is registered with the Financial Industry Regulatory Authority (FINRA) and is a licensed securities agent in California. Daniel has been in the industry since 2011. His firm is Houlihan Lokey Capital, Inc. He has a Series 63, 79 and SIE license and is currently registered with the State of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/24/2016 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
CA
08/17/2011 - 09/06/2013
HOULIHAN LOKEY CAPITAL, INC. (LOS ANGELES CA)
BC
Issued 05/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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