Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kim is an experienced financial professional with over 16 years in the industry. Daniel is currently registered with Raymond James & Associates, Inc. in New York, NY. Daniel has held previous positions at Citigroup Global Markets Inc., Loop Capital Markets LLC and TD Securities (USA) LLC. Daniel specializes in a variety of financial services, including portfolio management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/17/2024 - Present
Raymond James & Associates, Inc. (New York NY)
NY
10/17/2022 - 04/30/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/04/2016 - 09/20/2022
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
08/28/2012 - 10/06/2015
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
09/19/2003 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 09/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/11/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2003
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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