Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Kessler

Hightower Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Kessler

Daniel Kessler is a financial professional with over 10 years of experience in the industry. Currently registered with Hightower Securities, LLC, Daniel previously worked with J.P. Morgan Securities LLC and VOYA INVESTMENTS DISTRIBUTOR, LLC. Daniel holds Series 7, 63, 66, and SIE licenses.

Firm Information

Daniel Kessler is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Kessler’s Registration & Firm History

NY

09/28/2021 - Present

Hightower Securities, LLC (NEW YORK NY)

NY

07/22/2013 - 07/07/2017

VOYA INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)

NY

10/01/2012 - 07/05/2013

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/24/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

03/14/2011 - 07/22/2011

PARK AVENUE SECURITIES LLC (TARRYTOWN NY)

Not sure if Daniel Kessler is right for you?

Licenses & Designations

BOTH

Issued 03/25/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Kessler.
Not sure if Daniel Kessler is right for you?