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Daniel Kenyon Houg

Northwestern Mutual Investment Services, LLC

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About Daniel Kenyon Houg

Daniel Kenyon Houg is a financial advisor with Northwestern Mutual Investment Services, LLC. Daniel has been in the financial services industry since April 17, 1997 and is registered with the state of South Dakota as an investment advisor representative. Daniel has experience working with clients in a variety of areas, including investment research and referrals to other advisors. Daniel is also registered to sell insurance products in several states.

Firm Information

Daniel Houg is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

2307 W 57TH ST STE 200

SIOUX FALLS, SD 57108

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Houg’s Registration & Firm History

SD

08/17/2015 - Present

Northwestern Mutual Investment Services, LLC (SIOUX FALLS SD)

WI

04/18/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 8/1/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Kenyon Houg. Review regulatory record here.
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