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Daniel Kenyon Houg

Northwestern Mutual Investment Services, LLC

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About Daniel Kenyon Houg

Daniel Kenyon Houg is a financial professional with over 25 years of experience in the industry. Daniel is currently registered with Northwestern Mutual Investment Services, LLC in Sioux Falls, South Dakota, and is also registered with the state of South Dakota as an Investment Advisor Representative. Daniel is a Series 63 and Series 65 licensed professional, as well as a SIE and Series 6 licensed professional. He is also licensed in 15 other states. In addition to working with clients at Northwestern Mutual, Daniel also has experience working for Robert W. Baird & Co. Incorporated. In addition to his financial services work, Daniel has other interests including ice fishing equipment sales, and ownership of a clothing company and real estate.

Firm Information

Daniel Houg is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Houg’s Registration & Firm History

SD

08/17/2015 - Present

Northwestern Mutual Investment Services, LLC (SIOUX FALLS SD)

WI

04/18/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 08/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Kenyon Houg. Review regulatory record here.
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