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Daniel Kenny Oconnell

Wells Fargo Investment Institute, Inc.

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About Daniel Kenny Oconnell

Daniel Kenny Oconnell is a Registered Representative and Investment Advisor Representative associated with Wells Fargo Investment Institute, Inc.. Daniel has 35 years of experience in the financial services industry. Daniel has held previous registrations with UST SECURITIES CORP., MORGAN STANLEY DW INC., CM&M FUTURES INC., and CARROLL MCENTEE & MCGINLEY INCORPORATED. Daniel has passed the following securities exams: Series 3, Series 5, Series 7, and Series 63. Daniel currently has one active registration with the state of Texas. Daniel's firm, Wells Fargo Investment Institute, Inc., manages over $43 Billion in assets.

Firm Information

Daniel Oconnell is currently registered with Wells Fargo Investment Institute, Inc.. Wells Fargo Investment Institute, Inc. is a Registered Investment Advisor (RIA) headquartered in Charlotte, NC. The firm manages approximately $43.99 billion in assets for clients, including individuals, trusts, businesses, institutions, and charities. The firm's advisory services include portfolio management for individuals and businesses, selection of other advisors, and the publication of periodicals. They also offer a wrap fee program.
Wells Fargo Investment Institute, Inc.

550 SOUTH TRYON STREET

CHARLOTTE, NC 28202

$44.00B

Assets Under Management

3

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Oconnell’s Registration & Firm History

TX

01/06/2022 - Present

Wells Fargo Investment Institute, Inc. (Dallas TX)

CT

10/07/2005 - 03/06/2008

UST SECURITIES CORP. (STAMFORD CT)

NY

07/14/1989 - 05/19/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NA

08/26/1988 - 07/05/1989

CM&M FUTURES INC.

NA

07/25/1987 - 07/05/1989

CARROLL MCENTEE & MCGINLEY INCORPORATED

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Licenses & Designations

BC

Issued 07/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

BC

Issued 05/04/1987

Series 3 - National Commodity Futures Examination

BC

Issued 08/14/1986

Series 5 - Interest Rate Options Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daniel Kenny Oconnell.
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