Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Keith Hocking is a financial advisor with over 28 years of experience in the industry. Daniel is currently registered with Newedge Advisors, LLC. in both New York and Louisiana. Daniel has worked at Bodell Overcash Anderson & Co., Inc. in Jamestown, New York and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York. Daniel is a Series 7 and Series 63 licensed representative, and a Series 65 registered investment advisor. Daniel's other business interests include being a co-owner of First Affiliated of the Chautauqua Region, LLC. Daniel provides wealth management and financial planning services to individuals, families, businesses and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/01/2021 - Present
Newedge Advisors (JAMESTOWN NY)
NY
10/08/2004 - 11/21/2018
BODELL OVERCASH ANDERSON & CO., INC. (JAMESTOWN NY)
NY
05/09/1994 - 03/12/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/23/1994 - 04/25/1994
BODELL OVERCASH ANDERSON & CO., INC. (JAMESTOWN NY)
NA
06/18/1987 - 07/21/1987
BRADSTREET CAPITAL, INC.
NA
11/05/1985 - 01/21/1986
ROTHSCHILD EQUITY MANAGEMENT GROUP, INC.
IA
Issued 05/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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