Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Keith Baus is a financial advisor with Charles Schwab & Co., Inc. in Phoenix, Arizona. Daniel has been in the financial industry since 2006. Daniel has a Series 7, Series 9, Series 10, Series 24, and Series 66 licenses and is registered in 53 states. Daniel has previously been employed by Royal Alliance Associates, Inc., Advantage Capital Corporation, FSC Securities Corporation, American General Securities Incorporated, AIG Financial Advisors, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
06/20/2007 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
09/07/2006 - 06/15/2007
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
09/07/2006 - 06/11/2007
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
09/07/2006 - 06/11/2007
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/06/2006 - 06/11/2007
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
04/10/2006 - 06/08/2007
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
NY
07/01/2005 - 09/16/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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