Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Keith Albert is a registered representative with Mizuho Securities USA LLC. Daniel Albert has been in the securities industry since 1993. Daniel Albert has passed the Series 3, Series 7, and Series 63 exams. Daniel Albert is registered in 52 states and has been with Mizuho Securities USA LLC since July 2015. Prior to that, Daniel Albert was registered with Morgan Stanley & Co. LLC and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
06/17/1996 - 08/11/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/17/1993 - 06/25/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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