Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Karstadt is a financial advisor with UBS Financial Services Inc., a firm with a strong track record of providing comprehensive financial advice. Daniel has been in the financial services industry since 2012 and has a deep understanding of investment strategies, financial planning, and retirement planning. With experience in both financial institutions and independent advisory roles, Daniel has a broad perspective and can tailor his approach to meet the individual needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/05/2023 - Present
UBS Financial Services Inc. (RED BANK NJ)
CO
03/28/2019 - 01/03/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
03/07/2019 - 03/13/2019
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
09/27/2018 - 03/11/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LA JOLLA CA)
NY
06/22/2015 - 09/20/2018
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NJ
06/21/2012 - 06/30/2015
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
IA
Issued 08/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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