Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Kalota is a financial advisor with Wells Fargo Clearing Services, LLC. Daniel has been in the industry since 2000 and is registered in Arizona and Texas. Daniel has worked with Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc. Daniel has experience in portfolio management for individuals and businesses. Daniel has also provided investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/07/2019 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
AZ
10/05/2009 - 06/10/2019
AMERIPRISE FINANCIAL SERVICES, INC. (TUCSON AZ)
AZ
03/31/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TUCSON AZ)
AZ
06/05/2000 - 04/04/2006
MORGAN STANLEY DW INC. (TUCSON AZ)
IA
Issued 07/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Kalota is the right advisor for you? Invested Better is here to help.
