Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Soo is a financial advisor who has been in the industry since 1989. He is currently registered with Tiaa-Cref Individual & Institutional Services, LLC and has been with them since 2021. Daniel holds a Series 6, 7, 26, 63 and 66 licenses and has been registered as an Investment Advisor Representative with the state of New York since 2021. Daniel has previously worked for Teachers Personal Investors Services, Inc. and MML Investors Services, Inc. Daniel provides financial planning, portfolio management for individuals and the selection of other advisers to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (New York City NY)
NY
10/21/1994 - 12/31/1995
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
MA
12/12/1989 - 04/20/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 03/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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