Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roh is a financial advisor with over 30 years of experience in the industry. Daniel Roh is currently registered with J.P. Morgan Securities LLC and is licensed to provide investment advice in several states. Daniel Roh has held previous positions with Chase Investment Services Corp., Janney Montgomery Scott Inc., M.S. Farrell & Company, Inc., and D. H. Blair & Co., Inc. Daniel Roh holds several licenses and certifications including Series 63, Series 65, and Series 7. Daniel Roh specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
09/13/2013 - Present
J.p. Morgan Securities LLC (PARAMUS NJ)
NJ
05/04/1999 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FORT LEE NJ)
PA
03/22/1996 - 05/06/1999
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
01/22/1992 - 04/23/1996
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
11/29/1991 - 01/07/1992
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 08/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/31/1996
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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