Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel K. Lee is a financial professional with over 17 years of experience in the securities industry. Daniel is currently registered with SG Americas Securities, LLC, a firm based in New York, NY. Previously, Daniel was employed at MACQUARIE CAPITAL (USA) INC. from 2006 to 2008 and BNY CAPITAL MARKETS INC. from 2005 to 2006. Daniel holds the Series 7, 63, 79TO and SIE licenses. Daniel is registered with the Securities and Exchange Commission and is licensed to sell securities in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/08/2022 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
11/16/2006 - 12/08/2008
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/14/2005 - 10/17/2006
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
06/29/2004 - 09/07/2005
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
12/12/2003 - 12/12/2003
THE TRANSPORTATION GROUP (SECURITIES) LIMITED (NEW YORK NY)
BC
Issued 02/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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