Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Grover is a financial advisor with UBS Financial Services Inc. based in Walnut Creek, CA. Daniel has over 25 years of experience in the financial services industry. Daniel has a wide range of experience, having worked with various firms including First Republic Securities Company, LLC, M Holdings Securities, Inc. and Wells Fargo Investments, LLC. Daniel is a Certified Financial Planner and holds Series 63, 65, 7, 9, 10, 52 and SIE licenses. Daniel provides financial planning services to individuals, businesses, and institutions. Daniel is also a member of the Lafayette Partners in Education board of directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/15/2022 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
07/17/2014 - 02/01/2021
FIRST REPUBLIC SECURITIES COMPANY, LLC (WALNUT CREEK CA)
CA
03/01/2011 - 07/17/2014
M HOLDINGS SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/14/2009 - 03/01/2011
EMERSON EQUITY LLC (CARMEL CA)
CA
05/02/2001 - 03/18/2008
WELLS FARGO INVESTMENTS, LLC (CARMEL CA)
CA
01/29/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MI
11/09/1995 - 01/16/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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