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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Joshua Leo is a financial advisor with over 12 years of experience in the industry. Daniel is registered with the state of California and Texas as an investment advisor representative. Daniel is also registered with the state of Arizona, California, Colorado, Florida, Maryland, Massachusetts, Mississippi, Nevada, North Carolina, Tennessee, Texas, Utah and Vermont as a broker. Daniel currently works for Osaic FA, Inc. Daniel previously worked for NPB Financial Group, LLC, CETERA ADVISOR NETWORKS LLC, and FINANCIAL NETWORK INVESTMENT CORPORATION. Daniel has a Series 7, Series 66, Series 65 and SIE license. Daniel has a Certified Financial Planner designation. Daniel's primary focus is on working with individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/12/2017 - Present
Osaic FA, Inc. (IRVINE CA)
CA
06/24/2014 - 09/28/2015
NPB FINANCIAL GROUP, LLC (Santa Ana CA)
CA
01/02/2014 - 06/24/2014
CETERA ADVISOR NETWORKS LLC (FULLERTON CA)
CA
10/27/2010 - 12/31/2011
FINANCIAL NETWORK INVESTMENT CORPORATION (FULLERTON CA)
IA
Issued 07/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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