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Daniel Joshua Gossels

Houlihan Lokey Capital, Inc.

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About Daniel Joshua Gossels

Daniel Joshua Gossels is a financial professional with over 25 years of experience in the industry. Daniel is currently registered with Houlihan Lokey Capital, Inc. and has been with the firm since June 2015. Previously, Daniel was registered with M.E.S.A. SECURITIES, INC., Montgomery & Co., LLC, Donaldson, Lufkin & Jenrette Securities Corporation and BT SECURITIES CORPORATION. Daniel holds a Series 7, Series 63, Series 79TO and SIE licenses. Daniel is registered to provide securities services in New York.

Firm Information

Daniel Gossels is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Gossels’s Registration & Firm History

NY

06/24/2015 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

05/14/2009 - 10/30/2015

M.E.S.A. SECURITIES, INC. (NEW YORK NY)

CA

12/21/2005 - 01/13/2009

MONTGOMERY & CO., LLC (SANTA MONICA CA)

NJ

08/31/1998 - 05/16/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

06/05/1997 - 09/04/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

07/05/1995 - 11/29/1996

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

MD

03/20/1990 - 04/12/1995

BT SECURITIES CORPORATION (BALTIMORE MD)

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Licenses & Designations

BC

Issued 02/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Joshua Gossels.
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