Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Warren is an investment advisor representative associated with Western International Securities, Inc. Daniel has been in the securities industry since 1999 and has been registered with Western International Securities, Inc. since 2010. Prior to Western International Securities, Inc., Daniel was associated with LPL FINANCIAL CORPORATION and PRUCO SECURITIES, LLC.. Daniel is a Series 6, 7, 24, 26, 63, and 65 licensed professional. Daniel is currently registered in California, Illinois, and Virginia. The Warren Group Wealth Management, Inc. is the DBA for Daniel's securities business and WG Insurance Services is the business name for Daniel's insurance sales. Daniel is able to provide financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/13/2021 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
12/18/2007 - 06/29/2010
LPL FINANCIAL CORPORATION (SHERMAN OAKS CA)
CA
01/15/1999 - 12/18/2007
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
IA
Issued 11/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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