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Daniel Joseph Thompson

Fidelity Brokerage Services LLC

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About Daniel Joseph Thompson

Daniel Joseph Thompson is a broker and investment advisor representative with Fidelity Brokerage Services LLC. Daniel Thompson has been in the securities industry since August 2022 and is registered to provide securities services in 53 states and jurisdictions. Daniel Thompson holds FINRA Series 63, 7TO, and SIE licenses. The firm's main office is located at ONE DESTINY WAY, WESTLAKE, TX 76262.

Firm Information

Daniel Thompson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Thompson’s Registration & Firm History

TX

08/25/2022 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 09/02/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Joseph Thompson.
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