Unclaimed
Daniel Joseph Thompson is a broker and investment advisor representative with Fidelity Brokerage Services LLC. Daniel Thompson has been in the securities industry since August 2022 and is registered to provide securities services in 53 states and jurisdictions. Daniel Thompson holds FINRA Series 63, 7TO, and SIE licenses. The firm's main office is located at ONE DESTINY WAY, WESTLAKE, TX 76262.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/25/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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